-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P49aS6PjRyQkg2aDg11dfm3kNh4Byke45hmxDy9nXDJ1Uqz16LTy/sgOiBVU9SXD x9UM0lpkTgjsTzHv8COvBA== 0000950152-98-001096.txt : 19980218 0000950152-98-001096.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950152-98-001096 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NONE GROUP MEMBERS: EDWIN T. ROBINSON GROUP MEMBERS: MAYSON, INC. GROUP MEMBERS: R. GLEN MAYFIELD GROUP MEMBERS: RIVER CITIES CAPITAL FUND L P GROUP MEMBERS: RIVER CITIES MANAGEMENT LIMITED PARTNERSHIP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WATERLINK INC CENTRAL INDEX KEY: 0001037682 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 341788678 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-51219 FILM NUMBER: 98537092 BUSINESS ADDRESS: STREET 1: 4100 HOLIDAY ST NW STREET 2: SUITE 201 CITY: CANTON STATE: OH ZIP: 44718-2532 BUSINESS PHONE: 3306494000 MAIL ADDRESS: STREET 1: 4100 HOLIDAY ST NW STREET 2: SUITE 201 CITY: CANTON STATE: OH ZIP: 44718-2532 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RIVER CITIES CAPITAL FUND L P CENTRAL INDEX KEY: 0001055538 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 221 EAST FOURTH ST STREET 2: STE 2250 CITY: CINCINNATI STATE: OH ZIP: 45202-4147 BUSINESS PHONE: 5136219700 MAIL ADDRESS: STREET 1: 221 EAST FOURTH ST STREET 2: STE 2250 CITY: CINCINNATI STATE: OH ZIP: 45202-4147 SC 13G 1 WATERLINK/RIVER CITIES CAPITAL FUND SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 WATERLINK, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $.001 PER SHARE - -------------------------------------------------------------------------------- (Title of Class of Securities) 94155N105 - -------------------------------------------------------------------------------- (CUSIP Number) Edwin T. Robinson, Esq. President of Mayson, Inc. General Partner of River Cities Management Limited Partnership General Partner of River Cities Capital Fund Limited Partnership 221 East Fourth Street, Suite 2250 Cincinnati, OH 45202-4147 (513) 621-9700 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 31, 1997 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) 2 CUSIP NO. 91455N105 --------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON River Cities Capital Fund Limited Partnership, 31-1413379 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER 5. SOLE VOTING POWER OF SHARES 6. SHARED VOTING POWER 636,250 BENEFICIALLY OWNED BY EACH 7. SOLE DISPOSITIVE POWER REPORTING PERSON WITH 8. SHARED DISPOSITIVE POWER 636,250 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 636,250 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9. EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 5.31% 2 3 CUSIP NO. 91455N105 --------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON River Cities Management Limited Partnership, 31-1413380 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER 5. SOLE VOTING POWER OF SHARES 6. SHARED VOTING POWER 636,250 BENEFICIALLY OWNED BY EACH 7. SOLE DISPOSITIVE POWER REPORTING PERSON WITH 8. SHARED DISPOSITIVE POWER 636,250 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 636,250 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9. EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 5.31% 2 4 CUSIP NO. 91455N105 --------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Mayson, Inc., 31-1413369 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Ohio - -------------------------------------------------------------------------------- NUMBER 5. SOLE VOTING POWER OF SHARES 6. SHARED VOTING POWER 636,250 BENEFICIALLY OWNED BY EACH 7. SOLE DISPOSITIVE POWER REPORTING PERSON WITH 8. SHARED DISPOSITIVE POWER 636,250 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 636,250 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9. EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 5.31% 2 5 CUSIP NO. 91455N105 --------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON R. Glen Mayfield - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- NUMBER 5. SOLE VOTING POWER OF SHARES 6. SHARED VOTING POWER 636,250 BENEFICIALLY OWNED BY EACH 7. SOLE DISPOSITIVE POWER REPORTING PERSON WITH 8. SHARED DISPOSITIVE POWER 636,250 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 636,250 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9. EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 5.31% 2 6 CUSIP NO. 91455N105 --------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Edwin T. Robinson - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- NUMBER 5. SOLE VOTING POWER OF SHARES 6. SHARED VOTING POWER 636,250 BENEFICIALLY OWNED BY EACH 7. SOLE DISPOSITIVE POWER REPORTING PERSON WITH 8. SHARED DISPOSITIVE POWER 636,250 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 636,250 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9. EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 5.31% 2 7 - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS ITEM 1(a). NAME OF ISSUER This statement on Schedule 13G relates to the shares of common stock of Waterlink, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. 4100 Holiday Street, N.W. Canton, Ohio 44718-2532 ITEM 2(a). NAME OF PERSON FILING. See Exhibit A attached. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE 221 East Fourth Street, Suite 2250 Cincinnati, OH 45202-4147 ITEM 2(c). CITIZENSHIP. Not applicable ITEM 2(d). TITLE OF CLASS OF SECURITIES. Common Stock, Par Value $.001 per Share ITEM 2(e). CUSIP NUMBER. 94155N105 ITEM 3. TYPE OF PERSON FILING IS A (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance company as defined in section 3(a)(19) of the Act 3 8 (d) [ ] Investment company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund (g) [ ] Parent Holding Company (h) [X] Group ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: 636,250 shares of common stock, par value $.001 per share (b) Percent of Class River Cities Capital Fund Limited Partnership ("River Cities") believes that there are 11,972,943 outstanding shares of common stock and therefore River Cities' ownership of 636,250 shares of Waterlink, Inc.'s common stock is 5.31% of this class. (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote: N/A (ii) shared power to vote or to direct the vote: 636,250 (iii) sole power to dispose or to direct the disposition of: N/A (iv) shared power to dispose or to direct the disposition of: 636,250
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. 4 9 ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I hereby certify that the information set forth in this statement is true, complete and correct. Date: February 6, 1998. ----------- RIVER CITIES CAPITAL FUND LIMITED PARTNERSHIP By: --------------------------------------------------------- Edwin T. Robinson, President of Mayson, Inc., General Partner of River Cities Management Limited Partnership, General Partner of River Cities Capital Fund Limited Partnership RIVER CITIES MANAGEMENT LIMITED PARTNERSHIP By: --------------------------------------------------------- Edwin T. Robinson, President of Mayson, Inc., General Partner of River Cities Management Limited Partnership MAYSON, INC. By: --------------------------------------------------------- Edwin T. Robinson, President of Mayson, Inc. ------------------------------------------------------------- R. GLEN MAYFIELD ------------------------------------------------------------- EDWIN T. ROBINSON 5 10 Exhibit A --------- Item 2(a). Name of Person Filing This statement is filed by: Direct beneficial owner: River Cities Capital Fund Limited Partnership Indirect beneficial owner: River Cities Management Limited Partnership, General Partner of River Cities Capital Fund Limited Partnership Mayson, Inc., General Partner of River Cities Management Limited Partnership R. Glen Mayfield, owner of 50% of the outstanding common stock of Mayson, Inc. Edwin T. Robinson, owner of 50% of the outstanding common stock of Mayson, Inc. 11 EXHIBIT B --------- AGREEMENT REGARDING JOINT FILING OF SCHEDULE G ----------------------------------------- The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. Dated: February 6, 1998 RIVER CITIES CAPITAL FUND LIMITED PARTNERSHIP By: ----------------------------------------------------------- Edwin T. Robinson, President of Mayson, Inc., General Partner of River Cities Management Limited Partnership, General Partner of River Cities Capital Fund Limited Partnership RIVER CITIES MANAGEMENT LIMITED PARTNERSHIP By: ----------------------------------------------------------- Edwin T. Robinson, President of Mayson, Inc., General Partner of River Cities Management Limited Partnership MAYSON, INC. By: ----------------------------------------------------------- Edwin T. Robinson, President of Mayson, Inc. -------------------------------------------------------------- R. GLEN MAYFIELD -------------------------------------------------------------- EDWIN T. ROBINSON -----END PRIVACY-ENHANCED MESSAGE-----